regulatory Consulting Services
Regulatory Compliance
Turning Regulation Into Strategic Advantage
Navigating regulatory requirements is increasingly complex across industries such as banking, financial services, healthcare, technology, and data privacy. Our Regulatory Compliance services help organizations stay ahead of evolving laws, mitigate risk, and maintain operational integrity.
By combining deep industry knowledge with practical compliance frameworks and AI-driven analytics, we empower clients to achieve regulatory readiness, protect sensitive data, and operate with confidence in highly regulated environments. AI enables automated monitoring, predictive risk assessment, and faster response to compliance gaps, helping organizations maintain continuous oversight.
Core Compliance Solutions
Data Privacy & Protection
Design and implement policies, procedures, and technical controls to safeguard sensitive data in compliance with EU AI ACT, GDPR, CCPA, HIPAA, and other privacy regulations.
AI Advantage: Automated monitoring of data usage, real-time privacy risk alerts, and predictive identification of potential breaches.
Banking & Financial Services Compliance
Support adherence to regulatory requirements such as SOX, FINRA, OCC, and SEC rules, ensuring robust governance and risk management frameworks for financial institutions.
AI Advantage: Machine learning models detect anomalies in transactions and reporting, enhancing audit readiness and regulatory compliance.
Healthcare Compliance
Assist healthcare organizations with HIPAA, HITECH, and other regulatory mandates, implementing auditing, training, and monitoring programs to protect patient data and reduce liability.
AI Advantage: AI-powered analysis identifies high-risk workflows, ensures adherence to patient privacy standards, and supports automated reporting.
Technology & Software Compliance
Evaluate IT systems and software solutions for regulatory alignment, including data security, intellectual property, and industry-specific technology standards.
AI Advantage: Intelligent compliance tools assess system configurations, flag vulnerabilities, and continuously monitor for policy violations.
Regulatory Risk Assessment & Audit Support
Conduct comprehensive compliance risk assessments, internal audits, and readiness evaluations to identify gaps, remediate issues, and prepare for regulatory examinations.
AI Advantage: Predictive analytics prioritize high-risk areas, automate evidence collection, and accelerate audit preparation.
AI-Powered Compliance Offerings
- Continuous Regulatory Monitoring – AI tracks changes in regulations and evaluates organizational compliance in real time.
- Predictive Risk Assessment – Machine learning identifies emerging compliance risks before they become issues.
- Automated Reporting & Documentation – Streamlines reporting processes and ensures audit-ready documentation at all times.
Partner With Us
Ensure your organization stays compliant, resilient, and ahead of regulatory changes—partner with us to implement practical, AI-enhanced, risk-based compliance solutions that protect your business and reputation.
📩 Email: jasonvelez@nyadvisorygroup.com
📞 Phone: +1 (949) 954-2057
risk management Consulting Services
Enterprise Risk Management
Empowering Companies to Achieve Excellence through Strategic IT Risk Management
In today’s digital economy, organizations face increasing pressure to balance innovation with security, compliance, and resilience. Our IT Risk Management services are designed to help businesses identify vulnerabilities, strengthen defenses, and build sustainable risk frameworks that align with regulatory requirements and business objectives.
By combining technical expertise, advanced AI-driven analytics, and strategic insight, we empower organizations to detect emerging threats faster, automate risk monitoring, and protect critical assets with greater precision. This approach enables clients to maintain stakeholder trust and operate with confidence in an increasingly complex and evolving threat landscape.
Core Solutions
Cybersecurity Risk Assessment & Strategy
Comprehensive evaluations of IT environments to identify vulnerabilities, assess threats, and design security strategies that reduce exposure while supporting business growth.
AI Advantage: Machine learning models enhance the detection of hidden vulnerabilities and predict potential attack vectors before they materialize.
Regulatory Compliance & Governance
Ensuring alignment with industry regulations (e.g., GDPR, HIPAA, SOX, FINRA) through tailored governance frameworks, policy development, and audit readiness programs.
AI Advantage: Automated compliance monitoring tools continuously assess systems and processes, reducing audit burdens and ensuring ongoing readiness.
Third-Party & Vendor Risk Management
Evaluating and monitoring technology vendors and service providers to manage risks across the supply chain and protect sensitive data from external exposure.
AI Advantage: AI-powered vendor intelligence engines analyze supplier data, scoring risks in real time and identifying vulnerabilities across global supply chains.
Business Continuity & Incident Response Planning
Developing robust continuity frameworks and incident response plans to ensure rapid recovery and minimal disruption during cyber events or system failures.
AI Advantage: AI-accelerated incident response tools automate investigations, prioritize alerts, and support faster, more effective recovery.
IT Audit & Continuous Monitoring
Conducting independent IT audits and implementing real-time monitoring solutions to provide ongoing visibility into risk posture and strengthen organizational resilience.
AI Advantage: Intelligent monitoring systems leverage anomaly detection to uncover irregular behaviors and enhance ongoing risk oversight.
Partner With Us
Safeguard your business against today’s evolving risks—partner with us to build a secure, compliant, and resilient IT environment that supports long-term growth.
📩 Email: jasonvelez@nyadvisorygroup.com
📞 Phone: +1 (949) 954-2057
artificial intelligence Consulting Services
AI Governance Framework Development
Frameworks That Future-Proof AI
As organizations increasingly adopt AI across industries such as banking, financial services, healthcare, technology, and data privacy, establishing a robust AI governance framework is essential to ensure ethical, compliant, and reliable AI deployment.
Our AI Governance Framework Development services help organizations define policies, processes, and oversight mechanisms that manage AI risks while maximizing business value. By combining industry expertise, regulatory insight, and AI-driven tools, we empower clients to implement frameworks that ensure accountability, transparency, and responsible AI adoption.
Core AI Governance Solutions
AI Policy & Ethical Guidelines Development
Define organizational policies for responsible AI use, including ethics, fairness, transparency, and accountability.
AI Advantage: AI tools continuously evaluate models against ethical guidelines and detect bias in real time.
Regulatory & Compliance Alignment
Ensure AI initiatives comply with global frameworks and regulations, including:
- NIST AI Risk Management Framework
- European Union (EU) AI Act
- Executive Order on Safe, Secure, and Trustworthy AI (2023)
- ISO/IEC 42001:2023 – AI Management System
- IEEE P7000 Series for Ethical AI
AI Advantage: Automated compliance monitoring tracks regulatory changes and flags potential non-compliance for proactive remediation.
AI Risk Assessment & Model Validation
Assess AI models for performance, reliability, and operational risk, including bias, security vulnerabilities, and unintended outcomes.
AI Advantage: Machine learning algorithms simulate scenarios, detect anomalies, and provide predictive insights into AI model risks.
Operational Governance & Oversight
Implement structured oversight mechanisms, roles, and responsibilities for AI lifecycle management, including monitoring and reporting.
AI Advantage: AI-driven dashboards provide real-time visibility into AI system behavior, usage, and risk metrics.
Audit & Continuous Monitoring
Conduct audits and establish ongoing monitoring to maintain accountability, detect deviations, and ensure AI systems remain aligned with governance standards.
AI Advantage: Automated tools enable continuous auditing, anomaly detection, and real-time reporting to strengthen governance.
AI as a Service in Governance
- Continuous Model Monitoring – AI monitors deployed models for performance, drift, and bias.
- Automated Risk Scoring – AI assesses and scores models for potential compliance or ethical risks.
- Predictive Oversight – Machine learning identifies emerging governance risks before they impact business operations.
- Regulatory Intelligence – AI tracks evolving regulations and best practices to ensure ongoing alignment.
Partner With Us
Ensure your AI initiatives are safe, compliant, and strategically aligned—partner with us to implement practical, AI-driven governance frameworks that reduce risk, foster trust, and accelerate responsible innovation.
📩 Email: jasonvelez@nyadvisorygroup.com
📞 Phone: +1 (949) 954-2057
Contact Us Today
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